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Abstract
The United States (US) maintains a long-standing security alliance network in the East
Asian region and simultaneously engages actively with regional institutions through
ASEAN-centred multilateral frameworks. Within this context, the paper seeks to address
a central question: how do the institutional dynamics of East Asia shape and influence US
policy in the region? Adopting a liberal institutionalist perspective, this paper examines
the key variables that determine the effectiveness of institutions in East Asia and their
capacity to influence the strategic behavior of major powers, particularly the United
States. The article argues that, being influenced by the principles of ASEAN centrality and
the ASEAN way of nonintervention, rule and norms-based international order, the US is
adopting its defense, economic, and non-traditional security policies in East Asia. In due
course, it further explains that institutional dynamics exert a tangible influence on state
behaviour, thereby underscoring the explanatory value of neoliberal institutionalism in
contemporary East Asia.
1. Introduction
After the end of the Cold War, the US-Japan Alliance in the mid-90s reaffirmed security
competition in East Asia. The security and power competition of the US in the region is
reflected in many other areas, including alliance building characterised by a hub and
spokes system, like alliances with Japan, South Korea and the Philippines; military bases,
freedom of navigation operations, Quadrilateral Security Dialogue (QUAD)—comprising
the US, Japan, India, and Australia. In addition, a strong US military presence in the region
and the South China Sea (SCS) dispute, where the US wants an international rule-based
order, on the other hand, China claims it as its own in the region. With this security
environment and disputes between the two big powers, the region has become the main
stage for global power competition, shaped by China’s rise and America’s alliances.[1]
Simultaneously, the US is also pursuing a strategy of building and sustaining institutions in
this highly conflict-ridden region, as well as achieving a remarkable miracle of rapid
economic growth. This strategic institutional orientation primarily aims to counterbalance
China’s expanding economic and military capabilities through the consolidation of
alliances, promotion of regional economic cooperation, and reinforcement of international
legal and normative frameworks. Generally, it is argued that the fundamental objective of
the US is to ensure a balance of power based on the rules-based international order and
thus limit China’s growing regional influence in East Asia.[2] Accordingly, the strategy
reflects Washington’s sustained reliance on institutionalised engagement in the East
Asian region. As part of the strategy, the US involved itself with numerous institutions in
East Asia. In this regard, Johnston[3] focuses on China’s strategic culture and suggests that
while competition with the US is growing, institutional engagement and confidencebuilding remain crucial.
In this actuality, a number of institutions are established and working well in this region,
like the Association of Southeast Asian Nations (ASEAN), ASEAN Regional Forum (ARF),
East Asia Summit (EAS), etc. With this ASEAN-centric institutional framework, great
powers like the US and Russia seem vital. The other big powers, like China, Australia, and
India, have also significant involvement in the region in the ASEAN-centric institutional
framework. Most importantly, the US has a hub and spoke alliance system in the region.
Therefore, security and power competition on one hand and institution building and its
power and functioning on the other in the region attract the attention of international
relations scholars. In this state of power competition, explaining its institutional
architecture, active institutional engagement of big powers in the region that influences
great powers’ behaviour, particularly the US, seems vital. Drawing on this background, this
study is entirely grounded in qualitative data derived from secondary sources such as
scholarly books, peer-reviewed journal articles, policy documents, policy statements of
the leaders, newspapers, and various online materials, with a particular focus on key
variables that illuminate the effectiveness and influence of institutions in East Asia. Using
the thematic analysis method, the paper demonstrates that regional institutions in East Asia have been able to influence and shape great-powers behavior more particularly the
US. The US active engagement with these East Asia ASEANled institutional frameworks is
the result of the institutional well-functioning and influence in the region. This article also
argues that the ASEAN-led institutional framework highly influences the big powers’
policy and strategy, particularly the US, to practice a liberal policy strategy in East Asia- an
approach characterised by a rule and norms-based international order, including
exporting values of democratic governance, promotion of free markets, multilateral
cooperation, etc. This strategy aims to strengthen US leadership in East Asia as well as
regional stability through a combination of a security alliance system and economic and
institutional engagement rather than hegemonic influence.
This article is structured into six sections, followed by an introduction first. The second
section provides a theoretical framework for neoliberal institutionalism. The third section
examines the evolving nature of the US. engagement and strategic interests in East Asia.
Section four and its sub-sections analyse the role and policy of regional institutions in
shaping the dynamics of power competition between the US and China, and based on this,
it highlights the relative success of regional institutionalism in East Asia, drawing on key
examples such as ASEAN, ARF, and the EAS, etc. The 5th section and its sub-sections
finally show how the different US policies were highly influenced by the successful
institutionalism in the region and convinced the US to pursue a liberal strategy in the
region. In section six, the paper ends with a summary of key findings in the conclusion.
2. Theoretical Framework
The study is grounded on the theoretical foundation of the neo liberal institutionalism, which is the fundamental area of thinking in the era of post–Cold War international relations. This idea has emerged as a structural response to the anarchic structure of the international system and diverges in its interpretations of how states behave and whether cooperation is possible. Eminent liberalist scholar Robert Keohane said that international institutions (regimes) largely affect the behaviour of states and other actors of international politics the neo liberalists generally interpret. An international regime (institution) is defined by them as a set of norms, rules, and regulations. These ‘principles, norms, rules, and procedures’ all contain injunctions about behaviour: they prescribe certain behaviour and proscribe others.4 He also argued that cooperation is possible because institutions help states overcome collective
action problems and reduce uncertainty, provide information, monitor compliance, and thus facilitate mutually beneficial cooperation.5 Neoliberal institutionalism posits that international institutions constrain and shape state behavior by reducing transaction costs, providing information, and fostering cooperation. In this regard, Keohane further highlights that, by shaping expectations and reducing uncertainty, institutions create frameworks for cooperation and thus directly influence state behavior in international
relations.6 Joseph Nye and Robert Keohane jointly introduced the idea of “complex interdependence,”7 and they explained that through multiple channels, the states and non-state actors are interconnected, and this interdependence can be managed through the creation of international regimes that help coordinate policies and resolve disputes peacefully. In this regard, Stein explains that neoliberal institutionalists accept realist premises about power; however, they insist that institutions mediate interactions, channeling state behaviour into more predictable and cooperative outcomes.8 Similarly, Richardson shows that through embedding states in predictable patterns of interaction, networks of specialised institutions generate a type of habit of cooperation that steadily moderates conflict.9 Using game theory, Axelrod claimed that cooperation can begin among self-interested actors through reciprocity, and repeated interactions can be encouraged by institutions.10 Similarly, Oye argued that institutions can transform incentives, making cooperation more likely by promoting transparency and repeated interaction.11 Defining international regimes as sets of rules and norms, Krasner emphasised that institutions not only constrain and structure state behavior but also reflect power relations.12 The fundamental argument of these scholars is that the state can cooperate and do so for absolute and desired gain, considering the common interests. They recognise that mutual benefits can enhance collective welfare action and states can pursue their absolute gains. Mutual gain and absolute gain are the key elements of neoliberal institutionalism in explaining the state’s interests. In this way, the neoliberal institutionalist explains the functionality and resilience of global institutions and claims that neoliberal institutionalism remains a more effective framework of contemporary international relations, and empirically, it is evident in some issue areas that extend beyond conventional conceptions of security. East Asian institutions have created a suitable example of establishing institutions with a rule-based order and values and have been able to engage and influence big powers, especially the US.
Therefore, the whole explanation of the paper is seen in the light of this theory, and this theory strongly explains the strength and power of institutions and also explains how the state can be cooperative, despite having its self-centric nature, if institutions can work even in the anarchic structure of the international system. Based on this theoretical framework, the following sections show that East Asia is showing a suitable example of how institutional power influences a big power to follow a liberal strategy predominantly characterised by values of rule-based 7 Robert norms and order (see Table 2) that create a framework for cooperation, a network of specialised institutions, and mediate interactions as a whole. Ikenberry13 termed this policy as the US’s liberal grand strategy in East Asia, which is rooted in its broader objective of embedding American power within a web of institutional and normative structures that both stabilise the region and sustain US primacy.
3. Contemporary US Interests in East Asia
After the end of the Cold War, the US shifted its strategy, following a rule and norms based liberal order (see Table 3) in the East Asian region, from containing communism to integrating emerging powers and preserving regional stability. The US perceived China’s rise very quickly both as an opportunity for a probable long-term strategic challenge as well as an active economic engagement, following the disappearance of the immediate Soviet threat. From the Cold War situation, the US has preserved its “hub-and-spokes” alliance system in the East Asian region,14 and extended its security bonds with Japan, South Korea, Thailand, the Philippines, and later strengthened and deepened its defense cooperation with Singapore and Vietnam. The US–Japan alliance was invigorated through the 1996 Joint Declaration on Security.15 The US power projection in the region, reflected through the forward-deployed forces and military bases in Japan, South Korea, and Guam and has been continued as the backbone of that power projection. Economically, the US championed trade liberalisation and integration into global markets. In the Asia-Pacific Economic Cooperation (APEC), founded in 1989, the US played a leading role and supported China’s membership in the World Trade Organization (WTO) in 2001. The US also pushed for significant trade agreements, for example, the Trans-Pacific Partnership (TPP) and now the Indo-Pacific Economic Framework (IPEF), to make its sustainable active economic engagement. All the initiatives and engagement of the US in the region reflect its commitments to a rule-based order, norms, and values of the East Asian institution and economy. In addition, as part of the fundamental principles of its foreign policy, the US promoted democratic values, the rule of law, and human rights, though it was actively involved with some regional institutions like the EAS and ARF to counter China’s rise and influence through institutional participation. Outside of the traditional military arrangements and economic scopes, these initiatives allowed the US to shape its regional power dynamic. The East Asian region has emerged as a challenge, after the demise of the Cold War, for the US, as it has to formulate its foreign policy for the maintenance of the status quo in a world characterised by hegemonic power relations. Therefore, the bilateral alliances in the East Asian region have become the prime prioritised US strategy for more than forty years. However, the end of the Cold War and the major changes in the architecture of international power dynamics led to the US reshaping its behavior in the East Asian region. Consequently, the US signed a new alliance treaty with Japan in the 1990s. At this time, Japan, as an economic powerhouse and a trading giant, has emerged as a threat to the US in terms of economic, industrial, and global preeminence. Japan’s emergence as an apparent ‘super state’ was augmented through sensationalist media portrayals and alarmist rhetoric in the US Congress. Scholarly arguments predicting America’s inevitable decline in the face of the ‘rising sun’ lent intellectual legitimacy to widespread public anxieties, which only began to subside following Japan’s ‘lost decade’ of economic stagnation in the 1990s.16 The US interest in the East Asian region remains substantial due to its geostrategic implications, robust economic growth, and the rise of China as a major power characterised by rapid military modernisation and expanding economic influence. In a report in February 1995, the office of the international security affairs of the US Department of Defense, in its East Asia Strategy,17 clarified that “Asia today also has new significance. Its role is vital to the pursuit of a more open international economic system. The US trade with the Asia-Pacific region in 1993 totaled over US$ 374 billion and accounted for 2.8 million United States jobs. Given Japan’s economic and political weight, it is a natural partner in our efforts to fashion a viable post-Cold War regional and international order. The region has also produced other economic successes - China, Taiwan and Hong Kong, the Republic of Korea, Singapore, Malaysia, Indonesia, and Thailand—each of whom are key US trade partners and will play an increasingly important role in the global economy. The long history of close American cultural, economic, and security ties to the East Asian region reflects fundamental United States national interests that will only grow in the coming years. The US’s role as a force for regional stability remains central and has not diminished.” Her sustained and proactive involvement in East Asia renders it an integral and indispensable component of the region.At the East Asia Summit in 2025, the US Assistant Secretary Michael George DeSombre18 articulated President Trump’s vision for “a free, secure, and prosperous
Indo-Pacific”, reaffirming the United States’ enduring commitment to ASEAN and the wider region. He underscored ASEAN’s pivotal role in fostering regional peace and stability, while reiterating Washington’s dedication to equitable and mutually beneficial trade through the announcement of enhancements to the ASEAN Single Window. Furthermore, he highlighted the US leadership in addressing cybercrime by unveiling new initiatives aimed at strengthening cyber threat awareness and advancing public–private partnerships to combat online scams. President Donald Trump has unsettled traditional alliances, prompting China, Japan, and South Korea—each maintaining active engagement with ASEAN—to intensify regional cooperation.Their recent ministerial dialogues, extended leadership tenures, and renewed trade negotiations collectively indicate a decisive movement toward a more self-sufficient East Asia.19 This evolving alignment seeks to reconcile security imperatives with economic pragmatism as the three neighboring states contend with US unpredictability while delicately managing their historically intricate relations.20 Based on this US interest and engagement in East Asia, the subsequent sections elucidate how this active engagement has fostered ongoing cooperation, while concurrently allowing ASEANled institutions to exert their influence upon US policies.
4. ASEAN-Led Regional Institutionalism in East Asia
Within the realm of global security, power competition, cooperation, trade, investment, and regionalism, East Asian regionalism introduces a momentous dimension. The primacy of the ASEAN-led institution lies in its ability to provide stable platforms for dialogue, peaceful management of conflict, and economic
integration in an environment of great-power competition. Thus, ASEAN-led institutionalism reflects regional values of non-intervention, non-confrontation, respect for sovereignty, and thereby attracts the attention of great powers like the US. Based on the above background, the following subsection shows the nature and working of the ASEAN and ASEAN-led institutions in the East Asian region.
4.1 ASEAN
ASEAN has successfully established a peaceful settlement of dispute mechanism like the ASEAN way, Sone of Peace, Freedom and Neutrality (SOPFAN),21 Treaty of Amity and Cooperation (TAC),22 Economic integration in the region that has created an example of success of the working of the institutions in the East Asian region. These are all the mechanisms ASEAN has created and been able
to solve various conflicts since the end of the Cold War, like the Cambodian conflict, Indonesia Indonesia-Malaysia border conflict, the South China Sea dispute, the East Timor Crisis, the Thai-Cambodian border tension, etc., under the ASEAN solution principles (Table 1). ASEAN upholds an exceptional set of diplomatic models that guide state behavior, denoted as the ASEAN Way. These principles include non-use of force, noninterference in the affairs of member states, informality, and decision making based on consensus. Therefore, constructivists also stress the positive regulatory effect that these norms have on state behavior, cooperation, and regional stability.23 Eminent scholar Laura Southgate explained that both 1978–1991 and 1992 to the present show serious external interference in Southeast Asia, continued great power rivalry causing instability, and the critical role played by China and the US. He also argued that ASEAN experienced a period of growth and change during this time, branded by the expansion of its membership and especially its greater institutionalisation. Nevertheless, since its establishment in 1967, the institution has adhered consistently to its primary principles, as articulated in the Treaty of TAC and embodied in the diplomatic modes of the ‘ASEAN Way.24 ASEAN issued the Declaration on the SCS,25 promoting peaceful settlement and self-restraint in 1992, and facilitated multilateral talks leading to the 2002 Declaration on the Conduct of Parties (DOC) between ASEAN and China. This is the continuous engagement of ASEAN in resolving conflicting security issues in the region. However, although South China Sea disputes remain unresolved, no large-scale military confrontation between ASEAN claimants is seen due to the institutional dialogue through the ASEAN mechanism, and dialogue channels have stayed open. Haacke26 calls this institutional mechanism a “conflict avoidance success,” noting that the ASEAN Way created a habit of restraint among disputants. Institutionalising various cooperation principles, ASEAN has created an ASEAN-centric regional mechanism, norm, and values in the region, which has been not only beneficial for their interest but also central to the member states, and they consider those as the ASEAN centrality. The external and regional powers, like the US, China, and Russia, view this ASEAN centrality as critical to the success of their foreign policy strategy in the region. Taking into consideration the principles of non-intervention, sovereignty, consensus, informality, and inclusivity, the ASEAN-centric institution can be termed a minimalist but effective bargaining platform that enables ASEAN to become a mediator among great powers while providing venues for active engagement with ADMM-Plus. Evelyn Goh also considered that ASEAN “has helped to institutionalise power relations,” bringing both the US and China to the table and granting smaller states a voice in regional security dialogues.27
5. Institutional Influence and US Policy Shaping in East Asia
After the end of the Cold War, the US is highly involved in the East Asian institutions, more specifically in the ASEAN-centric institutions. This institution has established a rule-based international order that has strengthened its legitimacy in the international order and has also launched an institutional influence in the internal system that affects the behaviour of the global powers. As a global power, the US shapes its East Asian policy strategy and has started its involvement with East Asian regional institutions more actively. The US participation allows them to shape the rules, norms, and decision-making processes of institutions that help prevent China from dominating them and ensure that outcomes align with US strategic and economic interests. In this way, the US could share the responsibility of regional stability with its allies and partners and thereby reduce unilateral costs of competition with China. In addition, this institutional engagement has created a soft power practice prospect for the US where it can promote democracy, human rights, and open market values, thereby contrasting with China’s more statecentric and sovereignty-focused model. In this manner, even as it competes with China, the US hedges against uncertainty and ensures channels of cooperation remain open in the areas of climate change, health security, and counterterrorism, etc. Besides, this institutional engagement opens the door for the US in areas like diplomatic engagement, alliance management, economic integration and market
access, disputes management and preventing escalation, strengthening alliances and partnerships, reassuring smaller states, and preventing them from aligning exclusively with China due to fears of abandonment, which is critical in a context of US-China rivalry. In the state of US-China rivalry and ASEAN institutionalism mechanism, Goh38 observes that ASEAN is playing a role as a “diplomatic hub” in US–China strategic competition, and it systematically examines how ASEAN’s multilateral platforms, like the ARF, EAS, among others—act as sites where power transitions are managed, and great-power behavior has been institutionalised and socialised. Some critical junctures of history, such as the end of the Cold War, the emergence of China as a rising power, Japan as an economic giant, the Asian financial crisis, and North Korea’s nuclear proliferation, have created both opportunities and imperatives for regional actors to foster the development of new multilateral institutional frameworks. Grounding on this critical juncture, rule and norm-based institution building and their functions have started to be effective. Later in the state of US-China rivalry, the regional institutions in East Asia have
gradually become the hub and mediator of balancing power and lessening rivalry. 38
The regional actors like Japan, Korea, and other ASEAN members have shown their efficacy in this regard. Explaining this situation, Acharya stresses the agency of regional actors as well as the ASEAN-led institutions in managing US-China rivalry in the region, and he also claims that ASEAN builds a “security community” to prevent escalation despite power asymmetries.39 David Shambaugh explains the issue of managing the US-China relations and argues that Asia is the main theater of strategic competition, but also emphasises areas of cooperation. He considers this relationship a mix of competition and engagement.40
Acharya also claims that the regional actors and ASEAN-led institutions build a “security community” to prevent escalation despite power asymmetries in managing US–China rivalry.42 Johnston talked about China’s strategic culture and advocates that, as competition with the US is growing, engagement with institutions and confidence-building remain crucial.43 The US-Japan alliance44 after the mid-90s provides an active role of the US in the region in the perspective of security and stability. Although bilateral, this alliance has a regional dimension, and it is the reflection of the security strategy of the US in East Asia. However, the US also pursues a liberal strategy in the region. It is a strategic and constructive engagement that is a warming relation with China without lessening its promise to
the security of Taiwan. Institutions in East Asia have demonstrated the capacity to mediate and manage regional challenges, thereby drawing sustained engagement and strategic attention from the great powers. Among the most prominent and effective regional institutional frameworks in East Asia are ASEAN,
ASEAN+3, later the broader EAS with great powers engagement, and the ARF. All are attempts of regional community building in the region, leading these regional states to accept such an approach within APT and the EAS framework, by determining their understanding of its relevance. These institutions contain a number of rules and principles in the region, including economic interdependence, security, cooperation, human rights, trade, environmental security, etc. This norm is introduced on the “bright prospects for enhanced interaction and closer linkages in East Asia,”45 and encourages the countries in the region to pursue an “East Asian community” as a long-term goal for the maintenance of peace, prosperity, security, and progress in the region and beyond.46 It proscribes attempts to exclude particular parties from the process of cooperation. Ikenberry47 termed it as American liberal grand strategy- grounded in a particular reading of history, economics, and politics is built around at least three elements of policy engagement that seek to open up, tie down, and bind together countries to generate stable order. Opening up means directing the forces of trade and investment, cultural exchange, and transnational society into the closed politics of strong state rule. Tie down means inviting other governments to get involved in international organisations. Binding together means establishing the formal institutional link between countries. In this attempt, China and Japan, the two Northeast Asian competing powers, have made a few attempts to block the development of a community of friendly nations in East Asia. Katsumata48 explained that China has made little effort to exclude from the EAS external/non-East Asian powers, in particular, the US and its security partners such as India and Australia. Since the first half of the 2000s, when ASEAN was planning for a new series of summit meetings, Beijing has refrained from putting pressure on ASEAN to exclude these external powers. It is worth noting that, in 2010, when ASEAN decided to expand the EAS by inviting the US to the framework, Beijing made a few objections.These institutional engagements and initiatives by harnessing institutions as instruments of power replicated the US commitment to implanting East Asian economies within a rules-based liberal institutional order. This initiative also proves the legitimisation attempts of the US power through the institutional platforms in spite of the persistence US-China rivalry. ASEAN also proves in the region that institution matters in the way of power competition between the two rivals. Therefore, through the lens of neoliberal institutionalism, such behavior of a great power in a rivalry situation can be more persuasively explained, which underscores the role and influence of institutions in mitigating conflict, fostering cooperation, and shaping state behavior beyond the limitations of power politics. For example, in July 2000 summit between South Korean Leader Kim Dae Jung and his Pyongyang counterpart, Jung-II was a major event in this regard. North Korea agreed to halt its missile tests during the negotiation time was a welcome first fruit of the initiative launched in 1999 by former Defence Secretary William Perry. If such progress continues, a major security threat will be diminished.49
In addition, the rapid economic growth, economic interdependence, and cooperation clearly indicate that these institutions are working well in the region in spite of ongoing security competition, especially after the US-Japan alliance in the mid-90s. Due to the influence of these institutions, the issues of security
competition have been less important than cooperation in this region in spite of the US-Japan security alliance in the post-Cold War era. This institutional influence is reflected in US strategy when it, along with other members, jointly acknowledged the ASEAN Way and the Treaty of Amity and Cooperation (TAC) as being consistent with the principles of the UN Charter. It has strengthened the credibility and legitimacy of ASEAN’s institutional framework not only in the eyes of the US but also in the whole international community. Building on the preceding discussion of ASEAN-led institutional policies in East Asia, the following sub-sections illustrate how particular aspects of US policy have been shaped by these regional institutions.
5.1 US Commitment to Rule Based Order In 2015, a spokesman of the US Department of State declared that the US is actively engaged in these areas including: preventive diplomacy, maritime security, disaster response, counterterrorism and transnational crime, and nonproliferation and disarmament etc., and is committed to working through the ARF to shape a rules-based order that is stable, peaceful, open and free.50 Through building and institutionalising the power of norm-building and security dialogue approach ARF shape regional security norms and allow both great and small powers to discuss issues like the South China Sea and North Korea and the US using these venues to promote
defense transparency and multilateral security cooperation and also committed for regional security that reassures its allies like South Korea, Japan and the Philippines (see Table 2 and 3). By actively participating in the ASEAN-led forums, the US wants to sustain its presence and influence in East Asia. It has also embraced the principle of ASEAN centrality as a key element of its regional multilateral diplomacy. Through this involvement, the US has utilised these platforms to advance a rulesbased
order, uphold freedom of navigation, entrench adherence to international law and normative frameworks, and promote regional stability, often to counterbalance China’s growing influence. Institutional platforms in the East Asian region facilitate managed competition and stability as well as the balance of power (Table 1). Brands51 narrated the US objective and said that the US wants to encourage cooperative norms, transparency, and liberal economic integration, thereby institutionalising a regional order aligned with liberal democratic values. Through adherence to multilateralism, consensus-building, and inclusive norms, ASEAN shapes an environment in which the US, without overt confrontation, engages with regional norms, thus positioning ASEAN as an institutional hub at the center of East Asia’s diplomatic architecture, and institutions have been able to bring the US into a rule-based norms and order
and lead them effectively. 5.2 Economic Integration and Interdependence through Institutionalism The institutional frameworks of ASEAN-led mechanisms in East Asia have increasingly encouraged the US to deepen its economic engagement with the region. A notable reflection of this alignment is seen in the ASEAN Economic Community (AEC) and the Indo-Pacific Economic Framework (IPEF), both of which advance the US agenda of promoting an open and inclusive regional economic order. Dejana Gajinov explained that East Asia has emerged as one of the most dynamic regions of global economic integration due to its regional trade and production networks, trade liberalisation policies, institutional frameworks such as ASEAN, ASEAN+3, and the Regional Comprehensive Economic Partnership (RCEP), and growing financial initiatives that support its interconnectedness worldwide. He finds that this economic integration has produced robust economic gains, expanded intra-regional trade, and enhanced competitiveness.52 Josef T. Yap described this process of economic integration as regionalisation or market-driven integration.53 Influenced by the institutional frameworks ASEAN, ASEAN+3, and RCEP, the US pushed for a high-standard trade agreement like TPP, and even after its withdrawal from TPP54 and it recently pushed for another new trade framework like IPEF to sustain its financial presence in the region. The US is playing a leading role in formulating the IPEF in response to the RCEP led by China, which predominantly reflects its enthusiasm and attraction to the East Asian institutions. In Addition, as part of this liberal strategy, the US supports Chinese membership in the WTO and fosters various agreements and dialogues on regional norms and standards. Although the US has reaffirmed its commitment to security ties through this alliance, it has also offered patronage for multilateral and minilateral dialogues and thereby provided continuous support to various regional institutions in this region. Davidson,55 in this regard, described that outside North America, Asia represents the US’s largest economic trade partner and is also home to all collective defense treaty allies and numerous other important strategic partnerships. Rapid economic growth across the region, along with a rising China, has led to a shift in the distribution of power in the region, and these changing financial and geopolitical dynamics have also brought new opportunities.
5.3 US Non-military Strategy in the Maritime Dispute Issue
Maritime security, particularly the South China Sea dispute, remains a central arena of strategic rivalry between the US and China. By incorporating ASEAN’s principles of freedom of navigation, maritime security, and the peaceful settlement of disputes, the US has sought to frame the issue within
ASEAN-led diplomatic platforms. Although the dispute continues without a definitive resolution, the absence of large-scale military confrontation reflects the effectiveness of maintaining engagement through institutional and diplomatic channels. In this context, the US has largely pursued a non-military,
dialogue-oriented approach consistent with ASEAN’s cooperative norms. The USAID and the US Indo-Pacific Command are working through the ASEAN frameworks, like the ASEAN Coordinating Centre for Humanitarian Assistance (AHA Centre), that demonstrate how regional institutions shape and influence
US policy in the region. The Indo-Pacific strategy of the US has also been influenced by the ASEAN framework. Acharya considers ASEAN’s “centrality principles as a defining feature of East Asian regional order that continues to shape Indo-Pacific strategies.56 In this way, the ASEAN institutions offer platforms for strategic engagement between the US and China, allowing Washington to balance its China policy through multilateral diplomacy instead of direct confrontation.57 Throughout both his first and second presidential terms, Trump58 consistently underscored the vision of a free and open Indo- Pacific, reaffirming support for ASEAN centrality and advocating a US role as a partner rather than a dominant power. His 2025 initiatives, particularly the signing of trade and supply chain agreements with several regional states, demonstrate a tangible move toward deeper economic engagement, aligning his actions with the multilateral rhetoric expressed in his official statements.
5.4 Strengthening Alliance Network and Strategic Balancing
The US considered this institutional engagement in the East Asian region with a view to sustaining a balance of power underpinned by some norms and rules-based order, rather than traditional military strategy, and thereby containing the scope of China’s regional ascendancy. The US has been influenced by using these ASEAN-led platforms for promoting defense transparency and multilateral security cooperation (see Table 3). The US has also engaged with the ADMM-Plus and ARF under the ASEAN-led mechanism. Influenced by those, the US policies have been shaped by ASEAN’s non-confrontational, consensus-driven approach, which has encouraged it to incorporate confidence-building, preventive diplomacy, and non-intervention principles into its regional security policies (Table 3). The ADMM-Plus serves to enhance security and defense cooperation aimed at promoting peace, stability, and development across the region.59 This constitutes a deliberate and institutionally grounded form of US engagement in East Asia. In November 2017, Donald Trump, attending the summit, stated that “I’m here today to discuss the concrete steps we are taking to protect our nation, defend our allies and partners, and uphold the principles that have led to so many years of peace and prosperity in the region”.60 This policy statement of the US President is the reflection of ASEAN centrality and ASEAN way principles, as well as strengthening and defending alliances with the liberal institutional order, as also explained by Hal Brand’s argument. He further explained61 that this type of policy maintains global stability and the US alliance, but does not further expand alliances or security commitments, opposes terrorism and nuclear proliferation, but emphasises a nonmilitary or light-footprint approach, and
limits exposure in the Middle East and pivots to East Asia. This US policy reflects the strengthening of the alliance network and strategic balancing with its rival in the region, adopting the principles of the ASEAN framework. Tables 1 and 2 show how ASEAN has been able to resolve many security issues in the region under the ASEAN framework. This ASEAN’s success demonstrates how institutions can become influential actors, while US-China participation in multilateral platforms shows how even rivals acknowledge the utility of institutional engagement. Therefore, the US liberal strategy functions by
harnessing institutions as instruments of power, both to constrain China and to legitimise American leadership in East Asia.
5.5 Non-Traditional Security Issues
The US has engaged highly with cooperation on nontraditional security issues in the region. In addition, the ASEAN-led forums, especially ARF and EAS, strongly shape the norms of regional security issues and allow the US and the other powers also to bring the security issues like the South China Sea
and North Korea to the negotiation table. In a joint statement of the ASEANUS Commemorative Summit in 2017 it is declared that “We are dedicated to maintaining peace, security, and stability in the region, and to ensuring maritime security and safety, including the rights of freedom of navigation and overflight and other lawful uses of the seas, and unimpeded lawful maritime commerce as described in the 1982 UNCLOS as well as non-militarisation and self-restraint in the conduct of activities.62 In 2022, EAS Summit President Biden delivered his dream63 for a free and open, connected and prosperous
Indo-Pacific region and emphasised his commitment to working with allies in the region with a view to strengthening non-traditional security issues. He also reviewed progress in developing such an IPEF that provides concrete benefits to all of its fourteen members. Based on the above discussion on the ASEAN-led institutional success and its influence on the US Policy of this region, the following argument can
be made that underscores the explanatory value of neoliberal institutionalism in contemporary East Asia:
a. The US policy prioritises institutional mechanisms in the region for strengthening power projection rather than depending only on traditional military strategy as strong and effective instruments for addressing the challenges posed by China’s rising economic and military power. The US is doing so by strengthening alliance networks, encouraging economic interdependence, and entrenching adherence to international law and normative frameworks (see Table 3). The consolidation of East Asian institutions, reinforced by prevailing regional norms and values, has elevated their influence to a level where institutional mechanisms surpass the traditional reliance on military alliances and security arrangements.
This institutional strength has proven pivotal not only in shaping regional order but also in moderating China’s growing influence.
b. Following the end of the Cold War, a new pattern of power competition emerged in East Asia, one increasingly mediated through institutional frameworks rather than traditional military arrangements. Examples include economic initiatives such as the TPP, RCEP, and the recent IPEF; the participation of the US, Russia, and China in ASEAN-led forums such as the EAS; and Washington’s advocacy for SCS governance in accordance with UNCLOS etc. Collectively, these mechanisms represent powerful rule and norm-based (see Table 4) institutional instruments that shape the conduct of major powers, thereby posing a direct challenge to the neo-realist assumption that state behaviour is determined primarily by the anarchic structure of the international system.
c. The highly institutionalised norms and rule-based institutions in the East Asian region have paved the way for the US to bargain with its rivals on various regional, economic, environmental, and security issues that strengthen US power in the region, leading to the declining concern of traditional security issues as well as traditional warfare. In a word, the institutions have been an independent tool and simply a strong instrument of US power projection in the region. d. This ASEAN-led institutionalism also paved the way not only for power dynamics but also for a strategic hedging mechanism for the middle power and smaller states navigating, adapting, and sometimes exploiting rivalries to their advantage in both security and nontraditional security affairs.
e. The power competition of the regional powers has been constrained by the regional community-building characterised by norms and values. In such a circumstance, if the US in this region tries to
restrain the development of such regional community building, it will be derailed him from the regional engagement and development process and misplace its position as a legitimate entity in the region and become out of the way in the regional community and development mechanism.
f. The SCS dispute in the East Asian region shows power projection of both powers as well as an issue of institutional negotiation in the EAS meeting. This scenario reflects the institutional arbitration and US liberal strategy in the region. The US-Japan alliance in the 1990s is both a security guarantor as well as an effective functioning institutional hub in the region that deters conflict while proceeding cooperative frameworks that reflect a shift from a purely defensive posture to a comprehensive strategic partnership.
6. Concluding Remarks
The success of institutionalised multilateralism in the East Asian region, predominantly through the ASEAN-led multilateral initiatives, demonstrates how institutionalised structures based on shared norms and values have attained substantial legitimacy and authority and attract the big powers. In East Asia, the ASEAN-led institutions have demonstrated the capacity and strength to mediate and manage regional challenges, thereby drawing sustained engagement and strategic attention from the US. Similarly, these institutions are showing their strength in economic interdependence, cooperation, dialogue, and peaceful settlement of disputes in the region grounded on the principles of the ASEAN way, ASEAN centrality, non-interference, freedom of navigation, maritime security, etc. By incorporating these ASEAN principles, the US has sought to frame the issue within ASEAN-led diplomatic platforms. The article shows that the US policy is highly influenced by the ASEAN-led institutions and has significant engagement in the institutional mechanisms, adherence to institutionalised rules and norms, and the promotion of democratic values and human rights. It also demonstrates specifically that being influenced by the ASEAN-led institution US is committed to the rule and norms-based international order, which is the prime policy of these institutions, and the US is unitised these platforms to advance and promote regional stability in East Asia. The active engagement of the US in these institutions also deepens economic interdependence and the integration process in the region, which is also reflected in the formation of AEC and IPEF, and both are on the US agenda for promoting an open and inclusive economic order in the region. The article highlights that security concerns, such as the South China Sea and maritime security, remain key areas of rivalry between the US and China. However, influenced by ASEAN’s principle of peaceful settlement of disputes, the US has agreed to bring these security issues to the negotiation table within the ASEAN framework and is now actively engaging in its diplomatic platforms to that end. The article also shows that the US is influenced by the ASEAN principle of non-traditional security cooperation and is highly engaged with the ARF and the EAS, and commits every year to maintaining peace, security, and stability in the region. Through this institutional engagement, the US is also strengthening its alliance network and strategic balancing that is reflected in its engagement in ADDM-Plus and ARF and the other ASEAN-led mechanisms that aim to promote security cooperation to ensure peace and stability in the region. Finally, It is explained in the article that these ASEAN centric regional institutions are not only working with strength and success but also influence the US defense, economy, trade and its East Asian regional foreign policy that underscore the explanatory value of the theory of neoliberal institutionalism and thereby argued that institution can play a vital role in shaping state behavior even in an environment of power competition.